Lieblong & Associates, Inc. is a large advisory firm based in Little Rock. It manages $129.3 million of regulatory assets for 95 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Arkansas.
Lieblong & Associates provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Lieblong & Associates, Inc. is $129.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -23% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Lieblong & Associates, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pooled investment vehicles. The largest group of clients of Alex Ray Lieblong is pooled investment vehicles with 1 clients and $76.7 million of assets under management. Among the 11 most similar advisory firms, Lieblong & Associates has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $122.21 million for 72 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Lieblong & Associates also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $2,000,000 for each fund.
The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Alex Ray Lieblong has been acting as President since 1 May 1997. Ralph Clayton Iii Lehman joined the executive team most recently as the Options Principal, Lieblong & Associates, Inc..
The principal office where Lieblong & Associates, Inc. performs its advisory services is located at 10809 Executive Center Drive, Little Rock, AR 72211 The mailing address of the firm is Po Box 24520, Little Rock, AR 72221. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 501-219-2003 or by fax 501-219-1162. The normal business hours are 8am - 4pm on Monday - Friday.