Keystone Financial Planning Inc is a large advisory firm based in Middleburg Heights. It manages $222.1 million of regulatory assets for 355 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Ohio, and Texas.
Keystone Financial Planning provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Keystone Financial Planning Inc is $222.1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 143% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Keystone Financial Planning Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Keith L. Sechler is high net worth individuals with 55 clients and $199.69 million of assets under management. Among the 9 most similar advisory firms, Keystone Financial Planning has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $222.1 million for 102 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Keystone Financial Planning doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Keith L. Sechler has been acting as President since 1 Aug 1986. Brigitte Palumbo joined the executive team most recently as the Chief Compliance Officer/Vice President/Secretary.
The principal office where Keystone Financial Planning Inc performs its advisory services is located at 7261 Engle Road #308, Middleburg Heights, OH 44130, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 440-234-6323 or by fax 440-234-6844. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at keystonefin.com.