First Investors Management Company, Inc. (New York)

First Investors Management Company, Inc. is a large advisory firm based in New York. It manages $11 billion of regulatory assets for 46 client accounts. It has been registered with the SEC as an adviser since 2001.

First Investors Management Company provides portfolio management for investment companies, selection of other advisers, and management of certain internal accounts without a fee. see sched. d, misc.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

First Investors Management Company: assets under management

The assets under management (AUM) of First Investors Management Company, Inc. is $11 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 86% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $239.02 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay First Investors Management Company, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at First Investors Management Company, Inc.

William Michael Lipkus has been acting as President since 1 Sep 2007. Clark David Wagner has served as the Chief Investment Officer since 1 Jul 1991. Francis Xavier Gannon joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 3 indirect owners.

Based in New York

The principal office where First Investors Management Company, Inc. performs its advisory services is located at 40 Wall Street, New York, NY 10005 1343, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-858-8000 or by fax 212-858-8119. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at firstinvestors.com.

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