Swan Global Management LLC is a large advisory firm based in Humacao. It manages $4.06 billion of regulatory assets for 4,448 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Puerto Rico.
Swan Global Management provides portfolio management for investment companies, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Swan Global Management LLC is $4.06 billion. The firm's AUM has grown by 155% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Swan Global Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Swan Global Management is investment companies with 5 clients and $2.62 billion of assets under management. Among the 10 most similar advisory firms, Swan Global Management has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $4.06 billion for 4,448 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Swan Global Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.
The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Swan Global Management LLC performs its advisory services is located at 41 Shell Castle, Humacao, PR 00791 The mailing address of the firm is 1099 Main Ave, Durango, CO 81301. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 970-382-9055. The normal business hours are 7:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at swanwealthadvisors.com.