Spm Credit, L.L.C. (Stamford)


Spm Credit, L.L.C. is a large advisory firm based in Stamford. It manages $39.28 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Connecticut.

Spm Credit, L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Spm Credit, L.L.C: assets under management

The assets under management (AUM) of Spm Credit, L.L.C. is $39.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 108% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $39.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.09 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Spm Credit, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Spm Credit, L.L.C.

Kenneth Cron has been acting as President since 1 Oct 2007. Donald Ian Brownstein has served as the Chief Investment Officer since 1 Oct 2007. Ward James Mcgraw joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Donald Ian Brownstein Chief executive officer/chief investment officer 1 Oct 2007 25% - 50% 4364423
Christopher Gerard Russell Chief operating officer/chief compliance officer 1 Oct 2007 Other 4364432
Nicholas Pierre Vassalli Senior managing director 1 Oct 2007 Other 5444049
Yong Liu Senior managing director 1 Oct 2007 Other 4364438
Jeffrey Kong Senior managing director 1 Oct 2007 Other 1653091
William Leong Mok Senior managing director 1 Oct 2007 Other 1904217
Kenneth Cron President 1 Oct 2007 Other 5316858
Timothy John Yves Roberts Senior managing director 1 Oct 2007 Other 2307754
L.L.C Structured Portfolio Management Member 1 Oct 2007 Other 108756
Jenelle Renee Scanlon Compliance officer/vice president 1 Oct 2007 Other 4761996
Ward James Mcgraw Chief financial officer 1 Jul 2008 Other 2039132

Indirect Owners

The SEC currently registers 21 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ronald Warren Sellers Owner 1 Jun 1996 25% - 50% 1474762
Donald Ian Brownstein Managing member 1 Oct 1996 25% - 50% 4364423
Upper Shad Associates Llc Managing member 1 Mar 1997 25% - 50% 13-392147
Atlantic Asset Management Llc Owner/member/manager 1 Jan 2000 25% - 50% 22-3484717
Lovell Minnick Equity Partner Lp Owner 1 Jun 2003 25% - 50% 95-4802256
Lovell Minnick Equity Advisors Llc General partner 1 Jun 2003 Other 95-4802253
Aegon N.V. Shareholder 1 Jun 2003 75% - 100% 00-0000000
Lovell Minnick Equity Partners Llc Sole managing member 1 Feb 2004 Other 20-0493456
Lovelle Minnick Holdings Llc Sole managing member 1 Feb 2004 Other 20-0498914
Aegon Usa Inc. Sole managing member 1 Feb 2004 Other 00-0000000
Jeffrey Dale Lovell Co-managing member 1 Feb 2004 25% - 50% 1095362
James Edward Minnick Co-managing member 1 Feb 2004 25% - 50% 716204
Jennings Jay Newcom Co-managing member 1 Feb 2004 25% - 50% 4358060
Pf Life Insurance Company Limited partner 1 Jun 2004 25% - 50% 39-0989781
Bowman Partners Lp Limited partner 1 Nov 2004 25% - 50% 00-0000000
Bowman Partners Gp General partner 1 Nov 2004 Other 00-0000000
Frank Russell Investments (Cayman) Ltd. Shareholder 1 Nov 2004 75% - 100% 00-0000000
Patheon Global Secondary Fund Ii Limited Limited partner 1 Nov 2004 25% - 50% 00-0000000
Structured Partners L.L.C. Managing member 1 Dec 2007 25% - 50% 20-3275532
Kenneth Cron Managing member 1 Dec 2007 25% - 50% 5316858
Christopher Gerard Russell Managing member 1 Dec 2007 25% - 50% 4364432

Based in Stamford

The principal office where Spm Credit, L.L.C. performs its advisory services is located at 2187 Atlantic Street, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-351-2870 or by fax 203-351-2879. The normal business hours are 8:00 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.spmllc.com.

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