Aston Capital Investment Manager, LP (New York)


Aston Capital Investment Manager, LP is a mid-sized advisory firm based in New York. It manages $99.95 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2018.

Aston Capital Investment Manager provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aston Capital Investment Manager: assets under management

The assets under management (AUM) of Aston Capital Investment Manager, LP is $99.95 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1328% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $99.95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $99.95 million each.
Aston Capital Investment Manager has custody of $99.95 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aston Capital Investment Manager, LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aston Capital Investment Manager serves?

The only and largest group of clients of Aston Capital Investment Manager is pooled investment vehicles with 1 clients and $99.95 million of assets under management. Among the 10 most similar advisory firms, Aston Capital Investment Manager has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $99.95 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Aston Capital Investment Manager also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Aston Capital Investment Manager, LP

The company employs 4 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Aston Capital Management General partner 1 Sep 2017 Other 9999999
Yitschak Isaac Lieberman Chief compliance officer, chief investment officer 1 Sep 2017 75% - 100% 1788184
Kamyar Khaledi Chief operating officer 1 Sep 2017 Other 5272062
Kamyar Nmn Khaledi Chief operating officer 1 Sep 2017 Other 5272062
John Charles Defren Chief compliance officer and general counsel 1 Feb 2018 Other 5917742

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Yitschak Isaac Lieberman Managing member 1 Jan 2014 75% - 100% 1788184

Based in New York

The principal office where Aston Capital Investment Manager, LP performs its advisory services is located at 1 Rockefeller Plaza, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 917-375-9336. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at astoncapitalmanagement.com.