Investcorp Investment Advisers LLC (New York)


Investcorp Investment Advisers LLC is a large advisory firm based in New York. It manages $1.48 billion of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Investcorp Investment Advisers provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Investcorp Investment Advisers: assets under management

The assets under management (AUM) of Investcorp Investment Advisers LLC is $1.48 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -61% since the beginning of its operation, and $1.44 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.48 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $56.74 million each.
Investcorp Investment Advisers has custody of $1.48 billion in cash and securities for 27 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 88% of the total AUM. The second-largest asset type is other assets, which make up 12% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Investcorp Investment Advisers LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Investcorp Investment Advisers serves?

The firm provides services to other investment advisers, pooled investment vehicles, corporations or other businesses, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Investcorp Investment Advisers is sovereign wealth funds and foreign official institutions with 0 clients and $810.7 million of assets under management. Among the 9 most similar advisory firms, Investcorp Investment Advisers has the highest percentage of sovereign wealth funds and foreign official institutions out of all clients.

The amount of regulatory assets under management is $1.48 billion for 21 clients. 74% of the firm’s clients are foreign persons or businesses.

Investcorp Investment Advisers also advises several private funds. Namely, one hedge fund, one real estate fund, and four private equity funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $10,000,000.

Careers at Investcorp Investment Advisers LLC

The company employs 97 people that are either part- or full-time employees. 82 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Brian Joseph Murphy Chief compliance officer 1 Aug 2005 Other 1720020
Investcorp International Holdings Inc. Shareholder 1 Aug 2005 75% - 100% 84-1663547
Katherine Lum Coo, secretary, director 1 Aug 2005 Other 2655062
Christopher John Acito President, ceo, director 1 Aug 2005 Other 4909996
Deepak Bhagwan Gurnani Co-portfolio manager 1 Oct 2006 Other 4921055
Prashant Kolluri Deputy chief investment officer 1 Jan 2009 Other 2495614
Prashant Kolluri Deputy chief investment officer, president, ceo 1 Jun 2009 Other 2495614
John Franklin Secretary, chief operating officer 1 Jun 2009 Other 5719711
Savio W. Tung Head of hedge funds 1 Jan 2013 Other 6255153
Jonathan Dracos Head of real estate and head of private equity 1 Mar 2013 Other 6255151
Lionel Erdely Head and chief investment officer of hedge funds 1 Dec 2013 Other 5068903
Savio W. Tung Managing director 1 Jan 2014 Other 6255153
David Alan Tayeh Head of corporate investments - north america 1 Sep 2015 Other 2530325

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
Hamad Bin Khalifa Al Thani Shareholder 1 Dec 2002 25% - 50% 6049016
Investcorp Bank Bsc Shareholder 1 Feb 2005 25% - 50% foreign
Investcorp Holdings Ltd Shareholder 1 Aug 2005 75% - 100% foreign
Ownership Holdings Ltd Shareholder 1 Aug 2005 50% - 75% foreign
Cp Holdings Ltd Shareholder 1 Aug 2005 25% - 50% foreign
Sipco Ltd Shareholder 1 Aug 2005 50% - 75% foreign
Investcorp S.A. Shareholder 1 Aug 2005 75% - 100% foreign
Investcorp Bank B.S.C. Shareholder 1 Aug 2005 75% - 100% foreign
Investors Holdings Ltd Shareholder 1 Aug 2005 25% - 50% foreign
C.P. Holdings Ltd Shareholder 1 Aug 2005 25% - 50% foreign
Sipco Holdings Limited Shareholder 1 Aug 2005 75% - 100% foreign
Sipco Holdings Limited Shareholder 1 Jun 2008 75% - 100% foreign
Ownership Investors Limited Shareholder 1 Jan 2011 25% - 50% foreign

Based in New York

The principal office where Investcorp Investment Advisers LLC performs its advisory services is located at 280 Park Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-599-4700. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday.