M & A Consulting Group, LLC (Denver)


M & A Consulting Group, LLC is a large advisory firm based in Denver. It manages $153.59 million of regulatory assets for 619 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Colorado, Florida, and 4 other states.

M & A Consulting Group provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

M & A Consulting Group: assets under management

The assets under management (AUM) of M & A Consulting Group, LLC is $153.59 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 3% since the beginning of its operation, and $765.72 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $153.59 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $248.13 thousand each.
M & A Consulting Group has custody of $7.6 million in cash and securities for 19 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 83% of the total AUM. The second-largest asset type is exchange traded securities, which make up 8% of the firm’s portfolio. Investments in investment grade corporate bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay M & A Consulting Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients M & A Consulting Group serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of M & A Consulting Group is high net worth individuals with 104 clients and $132.96 million of assets under management. Among the 10 most similar advisory firms, M & A Consulting Group has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $153.59 million for 169 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

M & A Consulting Group doesn't advise any private funds.

Careers at M & A Consulting Group, LLC

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Marc Anthony Jimenez Managing principal / cco 1 Dec 2016 75% - 100% 3170299

Based in Denver

The principal office where M & A Consulting Group, LLC performs its advisory services is located at 387 Corona Street, Denver, CO 80218, which is also the mailing address of the firm. An additional office of the firm is in Land Of Lakes, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 512-923-2108. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at caminvestor.com.