Prism Financial Group, LLC is a large advisory firm based in Overland Park. It manages $606.77 million of regulatory assets for 1,112 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, Colorado, and 7 other states.
Prism Financial Group provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Prism Financial Group, LLC is $606.77 million. The firm's AUM has grown by 437% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Prism Financial Group, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Michael Walter Delorey is high net worth individuals with 116 clients and $384.58 million of assets under management. Among the 9 most similar advisory firms, Prism Financial Group has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $606.77 million for 391 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Prism Financial Group doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Prism Financial Group, LLC is owned by Timothy Brian Shmidl. Michael Walter Delorey has been acting as President since 1 Aug 1993. Bret A Curtis joined the executive team most recently as the Owner.
The principal office where Prism Financial Group, LLC performs its advisory services is located at 7101 College Blvd. Suite 900, Overland Park, KS 66210 1984, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 913-345-1444 or by fax 913-663-1444. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at prismrx.com.