One Capital Management, LLC is a large advisory firm based in Westlake Village. It manages $1.38 billion of regulatory assets for 2,616 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 19 other states.
One Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and advisory consulting services, firm provides sub-adviser services to two canadian registered etf, and to a luxembourg sicav. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of One Capital Management, LLC is $1.38 billion. The firm's AUM has grown by 4786% since the beginning of its operation, and $382.73 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay One Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Patrick Joseph Bowen is high net worth individuals with 511 clients and $434.8 million of assets under management. Among the 11 most similar advisory firms, One Capital Management has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.38 billion for 2,616 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 32% of the firm’s clients are foreign persons or businesses.
One Capital Management doesn't advise any private funds.
The company employs 28 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 16 employees are registered as investment adviser representatives with the state securities authorities.
There are 18 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Patrick Joseph Bowen has been acting as President since 1 Jan 2004. Steven Robert Cowley has served as the Chief Investment Officer since 1 Jan 2004. Lllp Ocm Holdings joined the executive team most recently as the Managing Member.
The principal office where One Capital Management, LLC performs its advisory services is located at 3075 Townsgate Road, Westlake Village, CA 91361, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 805.409.8150 or by fax 805.870.7677. The normal business hours are 7:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at ocmadvancedplanning.com.