Pfg Advisors, LLC is a large advisory firm based in Phoenix. It manages $797.61 million of regulatory assets for 3,517 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Arizona, California, Colorado, and 22 other states.
Pfg Advisors provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Pfg Advisors, LLC is $797.61 million. The firm's AUM has grown by 590% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Pfg Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of James Peter Norwood is individuals with 2,344 clients and $535.7 million of assets under management. Among the 8 most similar advisory firms, Pfg Advisors has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $797.33 million for 2,447 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Pfg Advisors doesn't advise any private funds.
The company employs 75 people that are either part- or full-time employees. 84 percent of the employees work as investment advisers or researchers. 63 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
James Peter Norwood has been acting as President since 1 Jan 2016. Justin C Jolly joined the executive team most recently as the Chief Compliance Officer.
The principal office where Pfg Advisors, LLC performs its advisory services is located at 3200 N. Central Ave, Phoenix, AZ 85012, which is also the mailing address of the firm. An additional office of the firm is in Chandler, AZ. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (800) 405-8850 or by fax (623) 565-8055. The normal business hours are 8 am to 5 pm on Monday - Friday. You can find more information about the New York firm at priorityfinancialgroup.org.