Newport Pacific Management Inc (San Francisco)


Newport Pacific Management Inc is a large advisory firm based in San Francisco. It manages $807.16 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Newport Pacific Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Newport Pacific Management: assets under management

The assets under management (AUM) of Newport Pacific Management Inc is $807.16 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -31% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $807.16 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $53.81 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Newport Pacific Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Newport Pacific Management Inc

John Miller Mussey has been acting as President since 1 Dec 1983. Thomas Francis Biesiadecki joined the executive team most recently as the Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Limited Liberty Newport Holdings Direct parent of newport pacific management, inc. 1 Dec 1983 75% - 100% 04-3335568
John Miller Mussey Chairman 1 Dec 1983 Other 1760696
Thomas Rogerson Tuttle President and director 1 Dec 1983 Other 1320153
Lynda Brunker Couch Managing director 1 Mar 1994 Other 1944412
David Ritchie Smith Managing director 1 Oct 1994 Other 427294
Susan Leslie Grivas Chief operating officer 1 Apr 1996 Other 2731476
Christopher Hayden Legallet President and chief investment officer 1 May 1997 Other 1899284
R Carlson Chief financial officer, secretary and compliance officer 1 Dec 1997 Other 2794105
Charles Rooker Roberts Managing director 1 Nov 1998 Other 4348361
J Andrew Hilbert Director 1 Sep 2000 Other 3110379
Reynold C. Samoranos Svp, finance & administration 1 Nov 2001 Other 4484707
Joseph Robert Palombo Director 1 Nov 2001 Other 2543562
Keith Banks Director 1 Nov 2001 Other 2460880
Jean Susan Loewenberg Secretary and chief legal officer 1 Nov 2001 Other 1811391
Dee Ann Gilbert Compliance officer 1 Nov 2001 Other 4485184
Keith Thomas Banks Director, chairman, president and ceo 1 Nov 2001 Other 2460880
Philip John Iudice Treasurer 1 Nov 2001 Other 2036589
Roger A Sayler Executive vice president 1 Dec 2001 Other 1920994
Thomas Francis Biesiadecki Compliance officer 1 Jun 2002 Other 2210719

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Liberty Financial Companies Direct parent of liberty newport holdings, limited 1 Apr 1995 75% - 100% 04-3260640
Liberty Mutual Equity Corporation Direct parent of lfc holdings, inc. 1 Apr 1995 75% - 100% 04-3119508
Liberty Mutual Insurance Company Direct parent of liberty mutual equity corporation 1 Apr 1995 75% - 100% 04-1543470
Inc. Liberty Corporate Holdings Direct parent of lfc management corporation 1 Sep 1998 75% - 100% 04-3401639
Inc. Lfc Holdings Direct parent of liberty corporate holdings, inc. 1 Sep 1998 75% - 100% 04-3119501
Lfc Management Corporation Majority shareholder of liberty financial companies, inc. 1 Dec 1998 50% - 75% 04-3441689
Inc. Fleet/Liberty Holdings Sole shareholder of liberty newport holdings, limited 1 Nov 2001 75% - 100% 00-0000000
Fleet National Bank Sole shareholder of fleet/liberty holdings, inc. 1 Nov 2001 75% - 100% 04-2472499
Fleetboston Financial Corporation Sole shareholder of fleet national bank 1 Nov 2001 75% - 100% 05-0341324
Inc. Columbia Management Group Sole shareholder of liberty newport holdings, limited 1 Nov 2001 75% - 100% 01-0547933

Based in San Francisco

The principal office where Newport Pacific Management Inc performs its advisory services is located at 580 California St., Ste 1960, San Francisco, CA 94104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-591-5300 or by fax 415-781-3995. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday.