Provenance Assets Management, Inc. is a large advisory firm based in Miami. It manages $352.27 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Florida, New Jersey, and Utah.
Provenance Assets Management provides portfolio management for investment companies, portfolio management for businesses and institutional clients, security ratings or pricing services, and provenance provides consulting and administrative services which may include credit analysis.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as securities and loan financing advisory/consulting.
The assets under management (AUM) of Provenance Assets Management, Inc. is $352.27 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Provenance Assets Management, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Rodger David Shay Jr has been acting as President since 1 Nov 2014. Kevin Anthony Rowe joined the executive team most recently as the Chief Compliance Officer.
The principal office where Provenance Assets Management, Inc. performs its advisory services is located at 1000 Brickell Avenue, Miami, FL 33131, which is also the mailing address of the firm. An additional office of the firm is in Summit, NJ. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 800-327-6190 or by fax 305-507-1537. The normal business hours are 9:00a.m. to 5:00p.m. on Monday - Friday. You can find more information about the New York firm at amffunds.com.