Record Treasury Management Ltd (Berkshire)


Record Treasury Management Ltd is a large advisory firm based in Berkshire. It manages $472.96 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2001.

Record Treasury Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Record Treasury Management: assets under management

The assets under management (AUM) of Record Treasury Management Ltd is $472.96 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $472.96 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $39.41 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Record Treasury Management Ltd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Record Treasury Management Ltd

Leslie Tracy Halpin has been acting as President since 1 Sep 2000. Neil Peter Record joined the executive team most recently as the Chairman & Ceo.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ian Charles Leavenworth Harrison Director 1 Nov 1988 Other 4397857
Michael David Timmins Director 1 Feb 1992 Other 4397846
Leslie Francoise Meier Director 1 Feb 1993 Other 4397850
Joanne Manning Company secretary 1 Aug 1994 Other 4397851
Peter David Wakefield Director 1 Jul 2000 Other 4397859
Leslie Tracy Halpin Director 1 Sep 2000 Other 4397845
Neil Peter Record Chairman & ceo 1 Sep 2000 25% - 50% 4397843
Bob Noyen Cio / director 1 Sep 2000 Other 4397847

Based in Berkshire

The principal office where Record Treasury Management Ltd performs its advisory services is located at 32 Peascod Street, Berkshire, Sl41 Ea, which is also the mailing address of the firm. An additional office of the firm is in Minneapolis, MN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (44) 1753 852222 or by fax (44) 1753 852224. The normal business hours are 0830 - 1800 hrs on Monday - Friday. You can find more information about the New York firm at www.rtml.co.uk.