Fpcm, Inc. (New York)


Fpcm, Inc. is a large advisory firm based in New York. It manages $314.87 million of regulatory assets for 367 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Connecticut, Florida, and 9 other states.

Fpcm provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fpcm: assets under management

The assets under management (AUM) of Fpcm, Inc. is $314.87 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $311.97 million in discretionary accounts and $2.9 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $857.05 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $967.96 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fpcm, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fpcm, Inc.

Aaron Cohen has been acting as President since 1 Dec 2003. Craig Mitchell Giventer joined the executive team most recently as the Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Aaron Cohen President 1 Dec 2003 75% - 100% 2566732
Vincent John Marsden Chief compliance officer, coo 1 Jan 2005 Other 2564712
Craig Mitchell Giventer Managing director 1 Jun 2006 Other 2947631

Based in New York

The principal office where Fpcm, Inc. performs its advisory services is located at 360 Madison Ave, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646.277.7310 or by fax 646.277.7315. The normal business hours are 9:00a.m. - 5:00p.m on Monday - Friday. You can find more information about the New York firm at www.myfpcm.com.

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