Ashworth & Sullivan Wealth Management Group, LLC is a large advisory firm based in Alpharetta. It manages $122.14 million of regulatory assets for 381 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Georgia, Tennessee, and Texas.
Ashworth & Sullivan Wealth Management Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ashworth & Sullivan Wealth Management Group, LLC is $122.14 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 516% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ashworth & Sullivan Wealth Management Group, LLC for their services and products based on a percentage of assets under management, hourly charges, subscription fees, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Ashworth & Sullivan Wealth Management Group is high net worth individuals with 51 clients and $63.39 million of assets under management. Among the 8 most similar advisory firms, Ashworth & Sullivan Wealth Management Group has the lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $120.49 million for 222 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Ashworth & Sullivan Wealth Management Group doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Ashworth & Sullivan Wealth Management Group, LLC performs its advisory services is located at 30,000 Mill Creek Ave, Suite 340, Alpharetta, GA 30022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 770-771-5812 or by fax 770-771-5885. The normal business hours are 8:30 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at ashworthsullivan.com.