Continuum Wealth Advisors, LLC is a large advisory firm based in Saratoga Springs. It manages $111.81 million of regulatory assets for 543 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Florida, New York, and Texas.
Continuum Wealth Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Continuum Wealth Advisors, LLC is $111.81 million. The firm's AUM has grown by 47% since the beginning of its operation, and $857.3 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay Continuum Wealth Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Continuum Wealth Advisors is individuals with 208 clients and $64.16 million of assets under management. Among the 6 most similar advisory firms, Continuum Wealth Advisors has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $109.81 million for 231 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Continuum Wealth Advisors doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Continuum Wealth Advisors, LLC performs its advisory services is located at 18 Division St., Saratoga Springs, NY 12866, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 518-583-4050 or by fax 518-587-5303. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at contwealth.com.