Buffalo Bay Capital, LLC (New York)


Buffalo Bay Capital, LLC is a large advisory firm based in New York. It manages $410.72 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Buffalo Bay Capital provides investment advisory consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Buffalo Bay Capital: assets under management

The assets under management (AUM) of Buffalo Bay Capital, LLC is $410.72 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in pooled investment vehicles the most. They account for 60% of the total AUM. The second-largest asset type is state and local bonds, which make up 13% of the firm’s portfolio. Investments in exchange traded securities form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Buffalo Bay Capital, LLC for their services and products based on fixed fees and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Buffalo Bay Capital serves?

The only and largest group of clients of Buffalo Bay Capital is pooled investment vehicles with 1 clients and $53.64 million of assets under management. Among the 9 most similar advisory firms, Buffalo Bay Capital has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $53.64 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Buffalo Bay Capital doesn't advise any private funds.

Careers at Buffalo Bay Capital, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David M K Silver Managing member, chief executive officer, chief compliance officer, chief investment officer 1 Aug 2011 75% - 100% 1569644
Joanna Lynn Usher Member 1 Aug 2011 25% - 50% 2262260

Based in New York

The principal office where Buffalo Bay Capital, LLC performs its advisory services is located at 885 Third Avenue, Suite 2640, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212 319-2670 or by fax 212 371-1549. The normal business hours are 9am to 5pm on Monday - Friday.