Dlg Wealth Management LLC is a mid-sized advisory firm based in Clifton Park. It manages $68.12 million of regulatory assets for 326 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Colorado, Connecticut, Florida, and 6 other states.
Dlg Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Dlg Wealth Management LLC is $68.12 million. The firm's AUM has grown by 155% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Dlg Wealth Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Dlg Wealth Management is high net worth individuals with 71 clients and $34.79 million of assets under management. Among the 2 most similar advisory firms, Dlg Wealth Management has the lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $64.96 million for 323 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Dlg Wealth Management doesn't advise any private funds.
The company employs 13 people that are either part- or full-time employees. 77 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Llc Quaestus Holdings joined the executive team most recently as the Owner.
The principal office where Dlg Wealth Management LLC performs its advisory services is located at 1795 Route 9, Clifton Park, NY 12065, which is also the mailing address of the firm. An additional office of the firm is in Utica, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 518-348-0060 or by fax 518-348-0107. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at dlgwealthmanagement.com.