Inlign Advisers, LLC (Phoenix)

Inlign Advisers, LLC is a large advisory firm based in Phoenix. It manages $1.01 billion of regulatory assets for 593 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, Colorado, and 7 other states.

Inlign Advisers provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Inlign Advisers: assets under management

The assets under management (AUM) of Inlign Advisers, LLC is $1.01 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Inlign Advisers, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Inlign Advisers, LLC

Matthew Jefferson Carter has been acting as President since 1 May 2002. William Jacob Hodges joined the executive team most recently as the Senior Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mark David Feldman	Managing principal	1 May 2002	Other	2557242
Matthew Jefferson Carter	Director	1 May 2002	Other	4541900
Llc Rhys Inlign	Owner	1 May 2002	Other	83-0338867
Llc Whitecap Inlign	Owner	1 May 2002	Other	43-1978612
Llc. Inlign Wealth Management	Owner	1 Jun 2002	75% - 100%	82-0547257
Diana Lynn Bergthold	Chief financial officer	1 Jun 2002	Other	4614705
Scott Michael Horn	Chief information officer	1 Jun 2002	Other	4590725
Beth Ann Pragliola	Chief compliance officer	1 Jun 2002	Other	3222242
David Kimball Walser	Director	1 Jul 2002	Other	4550118
William Jacob Hodges	Senior managing director	1 Jan 2004	Other	4761290

Indirect Owners

The SEC currently registers 18 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David E. Reese Revocable Trust	Limited partner	1 Jun 1978	25% - 50%	86-6116849
Everett David Reese Ii Irrevocable Trust	Limited partner	1 Sep 1996	25% - 50%	86-6253268
Caleb F. Reese Irrevocable Trust	Limited partner	1 Sep 1996	25% - 50%	86-6253270
Edith G. Andrew Revocable Trust	General partner	1 Jun 1999	25% - 50%	xxx-xx-xxxx
Edward J. Andrew Revocable Trust	General partner	1 Jun 1999	25% - 50%	xxx-xx-xxxx
Mark David Feldman	Owner	1 Jun 2002	75% - 100%	2557242
Ffz Investment Group Limited Partnership	Owner	1 Jun 2002	50% - 75%	01-0735462
Rhys Limited Partnership	Owner	1 Jun 2002	Other	86-0834533
Whitecap Partners	Owner	1 Jun 2002	Other	75-2820655
Donna Marie Feldman	Limited partner	1 Jun 2002	25% - 50%	4634458
Allan Jay Feldman	General partner	1 Jun 2002	Other	860529
Robert William Zack	General partner	1 Jun 2002	Other	4633434
Lp Rhys	Owner	1 Jun 2002	75% - 100%	86-0834533
Gp Whitecap Investments	Owner	1 Jun 2002	75% - 100%	75-2820655
Rhys Limited Partnership	Owner	1 Jul 2002	75% - 100%	86-0834533
Gp Whitecap Partners	Owner	1 Jul 2002	75% - 100%	75-2820655
Llc Rhys Inlign	Owner	1 Jul 2002	Other	83-0338867
Llc Whitecap Inlign	Owner	1 Jul 2002	Other	43-1978612

Based in Phoenix

The principal office where Inlign Advisers, LLC performs its advisory services is located at 2355 East Camelback Road, Phoenix, AZ 85016, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 602-385-3266 or by fax 602-385-3267. The normal business hours are 8:00am - 5:00pm on Monday - Friday.