Dover Investment Advisory Corporation (Dover)


Dover Investment Advisory Corporation is a large advisory firm based in Dover. It manages $102.95 million of regulatory assets for 53 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Massachusetts.

Dover Investment Advisory Corporation provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dover Investment Advisory Corporation: assets under management

The assets under management (AUM) of Dover Investment Advisory Corporation is $102.95 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 257% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $102.95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.94 million each.

Investments

The firm invests in exchange traded securities the most. They account for 50% of the total AUM. The second-largest asset type is investment and business development companies, which make up 40% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Dover Investment Advisory Corporation for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dover Investment Advisory Corporation serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Dover Investment Advisory Corporation is high net worth individuals with 30 clients and $95.07 million of assets under management. Among the 6 most similar advisory firms, Dover Investment Advisory Corporation has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $102.95 million for 53 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Dover Investment Advisory Corporation doesn't advise any private funds.

Careers at Dover Investment Advisory Corporation

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stuart Kevin Nagode President and chief compliance officer 1 Nov 2001 75% - 100% 4346606

Based in Dover

The principal office where Dover Investment Advisory Corporation performs its advisory services is located at 31 Knollwood Drive, Dover, MA 02030, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 508-954-9745 or by fax 508-319-3600. The normal business hours are 10 am to 5 pm on Monday - Friday. You can find more information about the New York firm at doverinvestmentadvisory.com.