D&M Capital Management, Inc. is a large advisory firm based in Costa Mesa. It manages $76.57 million of regulatory assets for 115 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.
D&M Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of D&M Capital Management, Inc. is $76.57 million. The firm's AUM has grown by 155% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay D&M Capital Management, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Michael Craig Duckworth has been acting as President since 1 Sep 1998. Kara Leigh Duckworth joined the executive team most recently as the Chief Compliance Officer.
The principal office where D&M Capital Management, Inc. performs its advisory services is located at 3189 Pullman Street, Costa Mesa, CA 92626, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 714-433-2100 or by fax 714-433-2101. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.