Aufman Associates Inc is a large advisory firm based in Sewickley. It manages $646.95 million of regulatory assets for 204 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, New Hampshire, and 8 other states.
Aufman Associates provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Aufman Associates Inc is $646.95 million. The firm's AUM has grown by 74% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Aufman Associates Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Edward J Aufman is high net worth individuals with 127 clients and $575.7 million of assets under management. Among the 9 most similar advisory firms, Aufman Associates has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $623.8 million for 204 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Aufman Associates doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Edward J Aufman has been acting as President since 1 Jan 2014. William J Gaffey joined the executive team most recently as the Vice President/Chief Compliance Officer.
The principal office where Aufman Associates Inc performs its advisory services is located at 2200 Georgetown Drive, Sewickley, PA 15143, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 724-934-5600 or by fax 724-934-5622. The normal business hours are 8:30 am to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at aufmanassociates.com.