Founding Asset Management, Inc. (London)


Founding Asset Management, Inc. is a large advisory firm based in London. It manages $26.5 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2003.

Founding Asset Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Founding Asset Management: assets under management

The assets under management (AUM) of Founding Asset Management, Inc. is $26.5 million. The firm's AUM has gone down by -53% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Founding Asset Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Founding Asset Management, Inc.

Keith Robert Dunleavy has been acting as President since 1 Oct 1997. Raymond Keith Walheim joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Keith Robert Dunleavy Director 1 Oct 1997 Other 2960260
Inc. Founding Corporate Group Shareholder 1 Jul 2000 25% - 50% 52-2256730
Inc. Founding Corporate Group Parent company 1 Jun 2003 25% - 50% 52-2256730
Christopher Stamer Davis President, director 1 Jun 2003 50% - 75% 1639285
Raymond Keith Walheim Chief compliance officer 1 Nov 2004 Other 5043366

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Keith Dunleavy President 1 Jul 2000 75% - 100% 2960260
Keith Robert Dunleavy President 1 Jul 2000 75% - 100% 2960260

Based in London

The principal office where Founding Asset Management, Inc. performs its advisory services is located at Suite 18, Vicarage House, London, W84 Db The mailing address of the firm is C/O Crowe Horwath Llp, New York, NY 10022 5722. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 011-44-20-3051-1522 or by fax 011-44-20-3051-1577. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.