Polaris Greystone Advisory Group, LLC (San Rafael)


Polaris Greystone Advisory Group, LLC is a related adviser based in San Rafael. It manages $24.94 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Michigan, and Texas.

Polaris Greystone Advisory Group provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Polaris Greystone Advisory Group: assets under management

The assets under management (AUM) of Polaris Greystone Advisory Group, LLC is $24.94 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 52% of the total AUM. The second-largest asset type is investment and business development companies, which make up 47% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Polaris Greystone Advisory Group, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Polaris Greystone Advisory Group serves?

The only and largest group of clients of Polaris Greystone Advisory Group is pension and profit sharing plans with 5 clients and $24.94 million of assets under management. Among the 5 most similar advisory firms, Polaris Greystone Advisory Group has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $24.94 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Polaris Greystone Advisory Group doesn't advise any private funds.

Careers at Polaris Greystone Advisory Group, LLC

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mark Crawford Elected manager 1 Aug 2014 Other 4409939
L.L.C. South Padre Ventures 2 Member 1 Aug 2014 50% - 75% 46-1472677
Todd Robinson Moss Elected manager, ceo 1 Aug 2014 Other 1101733
Kristie Lee Guadiano Elected manager 1 Aug 2014 Other 5096290
Chad Anschuetz Elected manager 1 Aug 2014 Other 4640286
Llc Polaris Greystone Financial Group Member 1 Jan 2016 50% - 75% 158718
James Richard Mason Chief compliance officer 1 Aug 2017 Other 5530825

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Mark Crawford Elected manager 1 Nov 2012 Other 4409939
Llc Moss Equity Management Member 1 Oct 2015 25% - 50% 47-5308851
Inc. Polaris Equity Management Member 1 Jan 2016 50% - 75% 127751

Based in San Rafael

The principal office where Polaris Greystone Advisory Group, LLC performs its advisory services is located at 824 E Street, San Rafael, CA 94901 The mailing address of the firm is 305 W. Big Beaver Rd., Troy, MI 48084. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-263-5600 or by fax 415-263-8909. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday.