Horiko Capital Management LLC is a large advisory firm based in New York. It manages $120.62 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2017.
Horiko Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and consulting, speaking engagements, appearances. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Horiko Capital Management LLC is $120.62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 54% since the beginning of its operation, and $95.03 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Horiko Capital Management LLC for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, high net worth individuals, and pooled investment vehicles. The largest group of clients of Horiko Capital Management is pooled investment vehicles with 2 clients and $81.54 million of assets under management. Among the 9 most similar advisory firms, Horiko Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $120.62 million for 4 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 50% of the firm’s clients are foreign persons or businesses.
Horiko Capital Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.
The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Horiko Capital Management LLC performs its advisory services is located at 1600 Broadway #21 F, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 3472846751 or by fax 212-315-3805. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at horikocapital.com/.