Caigin International LLC is an adviser based in Beijing. It manages $3.42 million of regulatory assets for 37 client accounts. It has been registered with the SEC as an adviser since 2015.
Caigin International provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 499 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Caigin International LLC is $3.42 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -85% since the beginning of its operation, and $3.42 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Caigin International LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Caigin International is individuals with 35 clients and $1.15 million of assets under management. Among the 3 most similar advisory firms, Caigin International has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $1.15 million for 35 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 100% of the firm’s clients are foreign persons or businesses.
Caigin International doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Conghui Shao joined the executive team most recently as the Chief Compliance Officer.
The principal office where Caigin International LLC performs its advisory services is located at Building #8, Room 601, Time International, Beijing, 100027, which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number +86 10 5712 1153 or by fax +86 10 5712 1153. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at caigin.com.