Chartwell Investment Partners, LLC (Berwyn)


Chartwell Investment Partners, LLC is a large advisory firm based in Berwyn. It manages $9.19 billion of regulatory assets for 444 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Chartwell Investment Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Chartwell Investment Partners: assets under management

The assets under management (AUM) of Chartwell Investment Partners, LLC is $9.19 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 19% since the beginning of its operation, and $93.8 million of the total AUM is attributable to clients outside of the United States.

The firm manages $9.19 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20.7 million each.
Chartwell Investment Partners has custody of $96.98 million in cash and securities for 98 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 42% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 22% of the firm’s portfolio. Investments in government bonds form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Chartwell Investment Partners, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients James Francis Getz serves?

The firm provides services to individuals, insurance companies, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of James Francis Getz is pension and profit sharing plans with 215 clients and $3.26 billion of assets under management. Among the 12 most similar advisory firms, Chartwell Investment Partners has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $7.89 billion for 444 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Chartwell Investment Partners doesn't advise any private funds.

Careers at Chartwell Investment Partners, LLC

The company employs 67 people that are either part- or full-time employees. 69 percent of the employees work as investment advisers or researchers. 16 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James Francis Getz has been acting as President since 1 Mar 2014. George Gregory Hagar joined the executive team most recently as the Chief Financial Officer, Treasurer And Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Francis Getz Chairman 1 Mar 2014 Other 1653787
Edward Nishan Antoian Chief investment officer -- growth group 1 Mar 2014 Other 1057744
Timothy Joseph Riddle Chief executive officer 1 Mar 2014 Other 1598810
Michael James Mccloskey Managing partner, director of client services & marketing 1 Mar 2014 Other 1899177
George Gregory Hagar Chief financial officer, treasurer and secretary 1 Mar 2015 Other 4360323
Luann Marie Molino Chief compliance officer 1 Mar 2015 Other 2054173
Inc. Tristate Capital Holdings Managing member 1 Jul 2015 75% - 100% 20-4929029
George Gregory Hagar Chief financial officer, treasurer and secretary 1 Jul 2019 Other 4360323
Michael Patrick Magee Chief operating officer 1 Jul 2019 Other 1732628

Based in Berwyn

The principal office where Chartwell Investment Partners, LLC performs its advisory services is located at 1205 Westlakes Drive, Berwyn, PA 19312, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-296-1400 or by fax 610-296-1430. The normal business hours are 9:00 to 5:00 on Monday - Friday. You can find more information about the New York firm at chartwellip.com.