Brophy Wealth Management, LLC (Bedford)


Brophy Wealth Management, LLC is a large advisory firm based in Bedford. It manages $154.66 million of regulatory assets for 630 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Florida, Massachusetts, New Hampshire, New York, and Texas.

Brophy Wealth Management provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Brophy Wealth Management: assets under management

The assets under management (AUM) of Brophy Wealth Management, LLC is $154.66 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $154.66 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $245.48 thousand each.
Brophy Wealth Management has custody of $31.78 million in cash and securities for 96 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 73% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 19% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brophy Wealth Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brophy Wealth Management serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Brophy Wealth Management is high net worth individuals with 66 clients and $100.11 million of assets under management. Among the 9 most similar advisory firms, Brophy Wealth Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $154.66 million for 410 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Brophy Wealth Management doesn't advise any private funds.

Careers at Brophy Wealth Management, LLC

The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stephen Albert Brophy Managing member & chief compliance officer 1 Sep 1994 75% - 100% 1490789
Steven M Dalton Partner, cco 1 Jan 2015 25% - 50% 5538229

Based in Bedford

The principal office where Brophy Wealth Management, LLC performs its advisory services is located at 40 South River Road, Bedford, NH 03110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (603) 668-2303 or by fax (603) 668-2352. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at brophywealth.com.