Westbourne Investments, Inc. (Alexandria)


Westbourne Investments, Inc. is a large advisory firm based in Alexandria. It manages $135.01 million of regulatory assets for 220 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, District of Columbia, and 7 other states.

Westbourne Investments provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Westbourne Investments: assets under management

The assets under management (AUM) of Westbourne Investments, Inc. is $135.01 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 23% since the beginning of its operation, and $298.51 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $135.01 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $613.67 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 86% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 7% of the firm’s portfolio. Investments in state and local bonds form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Westbourne Investments, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Westbourne Investments serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Westbourne Investments is high net worth individuals with 31 clients and $80.32 million of assets under management. Among the 5 most similar advisory firms, Westbourne Investments has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $135.01 million for 220 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Westbourne Investments doesn't advise any private funds.

Careers at Westbourne Investments, Inc.

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joy Mary Halltipping Beneficial owner 1 Sep 1997 Other xxx-xx-xxxx
Katherine Rose Rossner Beneficial owner 1 Dec 1997 Other xxx-xx-xxxx
Inc. Westbourne Associates Corporation 1 Feb 1998 75% - 100% 54-1876296
Jonathan Halltipping Chairman emeritus 1 Sep 2000 Other 703852
Wilfred Lacy Goodwyn Chairman & ceo 1 Sep 2000 Other 225538
Rolf Walter Rossner Employee 1 Nov 2000 Other 1027829
Robert Eugene Long Ceo 1 Jan 2012 50% - 75% 312307
Michael Carlo Delcolliano Chief compliance officer 1 Jan 2012 Other 1377874
Michael Carlo Delcolliano Managing director 1 Jun 2012 Other 1377874
Patrick Matthew Walsh Chief compliance officer 1 Jun 2012 25% - 50% 3051297
Dan Steven Federman Managing director 1 Jun 2012 Other 4359348
Rick Lopez Picon Account executive 1 Jun 2012 Other 4359353

Based in Alexandria

The principal office where Westbourne Investments, Inc. performs its advisory services is located at 2121 Eisenhower Ave Ste 605, Alexandria, VA 22314, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 703-294-6880 or by fax 703-294-6850. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at westbourneinv.com.