Archon Capital Management LLC (Seattle)


Archon Capital Management LLC is a large advisory firm based in Seattle. It manages $231.93 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Washington.

Archon Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Archon Capital Management: assets under management

The assets under management (AUM) of Archon Capital Management LLC is $231.93 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 650% since the beginning of its operation, and $3.29 million of the total AUM is attributable to clients outside of the United States.

The firm manages $231.93 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $57.98 million each.
Archon Capital Management has custody of $231.93 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Archon Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Archon Capital Management serves?

The only and largest group of clients of Archon Capital Management is pooled investment vehicles with 4 clients and $231.93 million of assets under management. Among the 8 most similar advisory firms, Archon Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $231.93 million for 4 clients. 50% of the firm’s clients are foreign persons or businesses.

Archon Capital Management also advises several private funds. Namely, four hedge funds. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at Archon Capital Management LLC

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Constantinos John Christofilis Managing member 1 Jan 2004 75% - 100% 2383214
Demetrios John Christofilis Chief operating officer 1 Mar 2007 Other 5900043
Kristie Anne Garrett Chief compliance officer 1 Feb 2009 Other 4060615
Demetrios John Christofilis Chief operating officer, chief compliance officer 1 Apr 2015 Other 5900043
James Paul Stoner Chief financial officer, chief compliance officer 1 Apr 2015 Other 4707437
Lawrence Mark Gail General counsel, chief compliance officer 1 Sep 2018 Other 7024263

Based in Seattle

The principal office where Archon Capital Management LLC performs its advisory services is located at 1100 19 Th Avenue East, Seattle, WA 98112, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (206) 436-3600 or by fax (206) 438-1863. The normal business hours are 6:00 a.m. - 3:00 p.m. on Monday - Friday. You can find more information about the New York firm at archoncapitalmanagement.com.