Fiscal Dynamics Incorporated (Farmington)


Fiscal Dynamics Incorporated is an adviser based in Farmington. It manages $78.38 million of regulatory assets for 131 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Connecticut, Florida, and New York.

Fiscal Dynamics Incorporated provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fiscal Dynamics Incorporated: assets under management

The assets under management (AUM) of Fiscal Dynamics Incorporated is $78.38 million. The firm's AUM has grown by 67% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $47.42 million in discretionary accounts and $30.96 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $423.39 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.63 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fiscal Dynamics Incorporated for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fiscal Dynamics Incorporated

Paul L Bourdeau has been acting as President since 1 Sep 2000. Brian Parker Sullivan joined the executive team most recently as the Vice President, Director, Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Fiscal Dynamics Associates Parent corp. 1 Aug 1985 75% - 100% 06-1142397
Richard Parker Sullivan President, ceo, cfo, chief compliance officer,treas. 1 Sep 1985 Other 439785
Richard Parker Sullivan President, coo, cfo, treasurer, director 1 Sep 1995 Other 439785
Paul L Bourdeau Director 1 Sep 2000 Other 5187775
Gregg Melinson Director 1 Sep 2000 Other 5187793
Brian Parker Sullivan Vice president 1 Jun 2002 Other 4244770
Ron Bucchi Director 1 Dec 2003 Other 5187786

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Richard Parker Sullivan President, director, treasurer 1 Aug 1985 75% - 100% 439785
Brian Parker Sullivan Vice president, director, secretary 1 Mar 2010 25% - 50% 4244770

Based in Farmington

The principal office where Fiscal Dynamics Incorporated performs its advisory services is located at 314 Farmington Avenue, Farmington, CT 06032, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-677-1753 or by fax 860-677-4267. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at fdicentral.com.