Orion Investment Co is a large advisory firm based in St Louis. It manages $330.7 million of regulatory assets for 463 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Georgia, Illinois, and 3 other states.
Orion Investment provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Orion Investment Co is $330.7 million. The firm's AUM has grown by 128% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Orion Investment Co for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Andrew Check Dazey is high net worth individuals with 278 clients and $305.93 million of assets under management. Among the 10 most similar advisory firms, Orion Investment has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $327.83 million for 459 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Orion Investment doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Andrew Check Dazey has been acting as President since 1 Jun 1987. Frederic George Sauer joined the executive team most recently as the Chief Compliance Officer/Director.
The principal office where Orion Investment Co performs its advisory services is located at 7800 Forsyth Ave, St Louis, MO 63105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 314-725-3800 or by fax 314-725-3802. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at orioninvestmentco.com.