Imperial Capital Asset Management LLC is a large advisory firm based in Los Angeles. It manages $120.57 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of California.
Imperial Capital Asset Management provides portfolio management for pooled investment vehicles and icam provides debt and equity investment research reports to institutional clients.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Imperial Capital Asset Management LLC is $120.57 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 211% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Imperial Capital Asset Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to other investment advisers and pooled investment vehicles. The largest group of clients of Imperial Capital Asset Management is pooled investment vehicles with 1 clients and $120.57 million of assets under management. Among the 9 most similar advisory firms, Imperial Capital Asset Management has the highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $120.57 million for 157 clients. 65% of the firm’s clients are foreign persons or businesses.
Imperial Capital Asset Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.
The company employs 24 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 21 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Imperial Capital Asset Management LLC performs its advisory services is located at 10100 Santa Monica Blvd., Los Angeles, CA 90067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 310-246-3700 or by fax 310-777-3096. The normal business hours are 6:00a.m. to 4:00 p.m. on Monday - Friday.