Northern Light Assets Limited (Santiago)


Northern Light Assets Limited is an adviser based in Santiago. It manages $1 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2002.

Northern Light Assets Limited provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northern Light Assets Limited: assets under management

The assets under management (AUM) of Northern Light Assets Limited is $1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 733% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $250 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Northern Light Assets Limited for their services and products based on commissions and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Santiago

The principal office where Northern Light Assets Limited performs its advisory services is located at San Olav 6440, Dpto.704, Santiago, , which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 562-492-7680 or by fax 562-492-7679. The normal business hours are 8:00am - 6:00pm on Monday - Friday.