Nikko Asset Management Hong Kong Limited is an adviser based in Hong Kong. It has been registered with the SEC as an adviser since 2012.
Nikko Asset Management Hong Kong Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The advisory firm has several streams of revenue. Clients pay Nikko Asset Management Hong Kong Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The company employs 9 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Andrew Ross Long has been acting as President since 1 Mar 2014. Kiyotaka Ryu joined the executive team most recently as the Director.
The principal office where Nikko Asset Management Hong Kong Limited performs its advisory services is located at 2401 2403 Man Yee Building, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number +852-3940-3900 or by fax +852-3940-3904. The normal business hours are 08:30 - 17:30 on Monday - Friday.