Pia Capital Management LP (Greenwich)


Pia Capital Management LP is a large advisory firm based in Greenwich. It manages $129.86 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Connecticut.

Pia Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pia Capital Management: assets under management

The assets under management (AUM) of Pia Capital Management LP is $129.86 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $129.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $32.46 million each.
Pia Capital Management has custody of $81.4 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pia Capital Management LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pia Capital Management LP

John Warren Fallon has been acting as President since 1 May 2011. Pia Capital Gp Llc joined the executive team most recently as the General Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Christopher Louis Pia Cio 1 Feb 2009 75% - 100% 1894953
Patrick Joseph Iuliano Cco, cfo 1 Feb 2009 Other 2646921
Pia Capital Gp Llc General partner 1 Mar 2009 Other 26-4703057
John Warren Fallon President 1 May 2011 Other 2611647

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Christopher Louis Pia Managing member 1 Mar 2009 75% - 100% 1894953

Based in Greenwich

The principal office where Pia Capital Management LP performs its advisory services is located at 1 River Road, Greenwich, CT 06807 2717, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-742-1607 or by fax 203-742-1559. The normal business hours are 7 am - 5 pm on Monday - Friday. You can find more information about the New York firm at www.piacap.com.