Dlj Investment Partners Inc (New York)

Dlj Investment Partners Inc is a large advisory firm based in New York. It manages $54.36 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Dlj Investment Partners provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dlj Investment Partners: assets under management

The assets under management (AUM) of Dlj Investment Partners Inc is $54.36 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $54.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $54.36 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dlj Investment Partners Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dlj Investment Partners Inc

Thompson Dean has been acting as President since 1 Oct 1995. John Michael Moriarty joined the executive team most recently as the Director And Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lawrence Michael Schloss	Chairman & director	1 Oct 1995	Other	1086508
Peter Thacher Grauer	Director & vice chairman	1 Oct 1995	Other	2306287
Thompson Dean	Director	1 Oct 1995	Other	1502366
David Lewis Jaffe	Director	1 Oct 1995	Other	1158274
Hamilton Evans James	Director	1 Oct 1995	Other	821911
Karl Robert Wyss	Director	1 Oct 1995	Other	2430208
Nicole I Sincek Arnaboldi	Managing director	1 Oct 1995	Other	1427291
John Michael Moriarty	Chief operating officer	1 Oct 1995	Other	1891622
Inc. Dlj Capital Investors	Shareholder	1 Mar 2000	75% - 100%	13-3805378
Inc. Credit Suisse First Boston Private Equity	Shareholder	1 Mar 2000	75% - 100%	13-3805378
Lawrence Michael Schloss	Managing director	1 Mar 2003	Other	1086508
Michael S Isikow	Principal	1 Mar 2003	Other	2807212
Edward A Poletti	Vice president & controller	1 Mar 2003	Other	1532626
Ivy B Dodes	Vice president & counsel	1 Mar 2003	Other	2306196
Nicole I Sincek Arnaboldi	Director	1 Mar 2003	Other	1427291
Eileen E Ryan	Chief compliance officer	1 Dec 2003	Other	2014783
George Ronald Hornig	Director	1 Oct 2004	Other	1817508
John Michael Moriarty	Director and chief operating officer	1 Mar 2005	Other	1891622

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Formerly Donaldson Lufkin & Jenrette Inc. Credit Suisse First Boston (Usa)	Shareholder	1 Nov 2000	75% - 100%	13-1898818
Inc. Credit Suisse First Boston	Shareholder	1 Nov 2000	75% - 100%	foreign entity
Credit Suisse First Boston	Shareholder	1 Nov 2000	50% - 75%	foreign entity
Credit Suisse Group	Shareholder	1 Nov 2000	75% - 100%	foreign entity
Inc. Credit Suisse First Boston (Usa)	Shareholder	1 Nov 2000	75% - 100%	13-1898818

Based in New York

The principal office where Dlj Investment Partners Inc performs its advisory services is located at 11 Madison Avenue, 16 Th Floor, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-325-2000 or by fax 212-325-6100. The normal business hours are 9:00am to 5:00pm on Monday - Friday.