Simmons First Investment Group, Inc. is a large advisory firm based in Little Rock. It manages $204.73 million of regulatory assets for 868 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Alabama, Arkansas, California, and 20 other states.
Simmons First Investment Group provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Simmons First Investment Group, Inc. is $204.73 million. The firm's AUM has grown by 97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Simmons First Investment Group, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of James David Alger is high net worth individuals with 283 clients and $133 million of assets under management. Among the 7 most similar advisory firms, Simmons First Investment Group has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $204.73 million for 868 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Simmons First Investment Group doesn't advise any private funds.
The company employs 26 people that are either part- or full-time employees. 69 percent of the employees work as investment advisers or researchers. 18 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
James David Alger has been acting as President since 1 Oct 2014. Angela Leigh Johnson joined the executive team most recently as the Chief Financial Officer.
The principal office where Simmons First Investment Group, Inc. performs its advisory services is located at 11700 Cantrell Road, Little Rock, AR 72223 The mailing address of the firm is 11700 Cantrell, Little Rock, AR 72223. An additional office of the firm is in Rogers, AR. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 501-907-2297 or by fax 501-907-2294. The normal business hours are 8 am to 5 pm on Monday - Friday. You can find more information about the New York firm at simmonsfirst.com/investment.