Transwestern Investment Management, LLC is a large advisory firm based in Dallas. It manages $4.44 billion of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Texas.
Transwestern Investment Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Transwestern Investment Management, LLC is $4.44 billion. The firm's AUM has grown by 438% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Transwestern Investment Management, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, pooled investment vehicles, and state or municipal government entities. The largest group of clients of Ronald Earl Davis Jr. is pooled investment vehicles with 8 clients and $2.06 billion of assets under management. Among the 5 most similar advisory firms, Transwestern Investment Management has the 3rd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $3.36 billion for 10 clients. None of the firm’s clients are foreign persons or businesses.
Transwestern Investment Management also advises several private funds. Namely, eight real estate funds. The minimum investment commitment required of non-related persons ranges from $0 to $20,000,000.
The company employs 28 people that are either part- or full-time employees. 82 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Ronald Earl Davis Jr. has been acting as President since 1 Oct 2012. Charles Nicholas Hazen joined the executive team most recently as the President.
The principal office where Transwestern Investment Management, LLC performs its advisory services is located at 8235 Douglas Avenue, Dallas, TX 75225, which is also the mailing address of the firm. An additional office of the firm is in Houston, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 214-572-9817. The normal business hours are 8:30a.m. - 5:30p.m. on Monday - Friday. You can find more information about the New York firm at transwesterninvest.com.