Citic Capital Investment Management (Cayman) Limited (George Town)


Citic Capital Investment Management (Cayman) Limited is a large advisory firm based in George Town. It manages $240 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2005.

Citic Capital Investment Management (Cayman) Limited provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Citic Capital Investment Management (Cayman) Limited: assets under management

The assets under management (AUM) of Citic Capital Investment Management (Cayman) Limited is $240 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $240 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Citic Capital Investment Management (Cayman) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Citic Capital Investment Management (Cayman) Limited

Brian Joseph Doyle has been acting as President since 1 Aug 2005. Haitao Zhang has served as the Chief Investment Officer since 1 Jun 2003 and Yichen Zhang is the Chief Executive Officer of Citic Capital Investment Management (Cayman) Limited family office. Ngan Tsui Karen Li joined the executive team most recently as the Head Of Legal.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Citic Capital Holdings Limited Shareholder 1 Jun 2003 75% - 100% foreign
Haitao Zhang Chief investment officer 1 Jun 2003 Other 2897380
William John Penson Lawton Director 1 Jun 2003 Other 865963
Citic Capital Markets Holdings Limited Shareholder 1 Jun 2003 75% - 100% foreign
Yichen Zhang Chief executive officer 1 Aug 2003 Other 1906602
Beryl Sze Chief compliance officer, general counsel 1 Sep 2003 Other 5067338
Dominic Song Ching Li Chief operating officer 1 Oct 2004 Other 1789700
Brian Joseph Doyle Director 1 Aug 2005 Other 2378844
Terence Francis Mahony Director 1 Aug 2005 Other 317373
Annie Yee Man Fung Director 1 Aug 2005 Other 5064996
Ching Ju Yeh Director 1 Aug 2005 Other 5064998
Ngan Tsui Karen Li Head of legal 1 Apr 2006 Other 5192525
Ngan Tsui Li Head of legal 1 Apr 2006 Other 5192525

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Citic Group Shareholder 1 Jun 1986 50% - 75% foreign
Citic Group Shareholder 1 May 1987 75% - 100% foreign
Citic Hong Kong (Holdings) Limited Shareholder 1 Mar 1990 25% - 50% foreign
Citic International Financial Holdings Limited Shareholder 1 Feb 2002 50% - 75% foreign
Citic Pacific Limited Shareholder 1 May 2002 50% - 75% foreign

Based in George Town

The principal office where Citic Capital Investment Management (Cayman) Limited performs its advisory services is located at 309 Gt, Ugland House, George Town, The mailing address of the firm is C/O 28/F Citic Tower, Central, Hong Kong, . It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +852-2237-6888 (HONG KONG) or by fax +852-2523-8312 (HONG KONG). The normal business hours are 0900-1800 on Monday - Friday. You can find more information about the New York firm at www.citiccapital.com.

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