Widmann, Siff & Co., Inc. (Exton)


Widmann, Siff & Co., Inc. is a large advisory firm based in Exton. It manages $304.76 million of regulatory assets for 549 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, District of Columbia, Florida, and 15 other states.

Widmann, Siff & Co. provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Widmann, Siff & Co.: assets under management

The assets under management (AUM) of Widmann, Siff & Co., Inc. is $304.76 million. The firm's AUM has grown by 35% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $258.46 million in discretionary accounts and $46.3 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $527.47 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $784.74 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Widmann, Siff & Co., Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Widmann, Siff & Co., Inc.

Marjorie Elizabeth Widmann has been acting as President since 1 Oct 1986. James Edward Gibson has served as the Chief Investment Officer since 1 Sep 2007. Valley Forge Asset Management Corp. joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ernest Rudolph Widmann President, chairman, treasurer, director, ceo 1 Sep 1970 50% - 75% 466240
William Mcclelland Hess Shareholder 1 Sep 1970 Other 244593
James Allen Grant Shareholder 1 Sep 1970 Other 227491
Helena Js Harden Shareholder 1 Sep 1970 Other xxx-xx-xxxx
Alan Lewis Siff Shareholder 1 Jan 1984 Other 423652
Marjorie Elizabeth Widmann Director 1 Oct 1986 Other 1610669
Jeffrey Scott Mccallum Senior vice president, director, secretary, coo 1 Oct 1987 Other 725576
Kim Marie Davis Vice president,cco,portfolio adm.,crop,srop,cfo 1 Oct 1987 Other 734650
Valley Forge Asset Management Corp. Owner 1 Aug 2007 75% - 100% 7438
Bernard Allen Jr Francis Chairman, ceo & president 1 Aug 2007 Other 710809
Michael Francis Swallow Treasurer, executive vice president & chief risk officer 1 Aug 2007 Other 3241109
James Edward Gibson Chief investment officer 1 Sep 2007 Other 2682807

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. Susquehanna Bancshares Owner 1 Mar 2000 75% - 100% 23-2841099

Based in Exton

The principal office where Widmann, Siff & Co., Inc. performs its advisory services is located at 717 Constitution Drive, Exton, PA 19341, which is also the mailing address of the firm. An additional office of the firm is in Evanston, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-321-6020 or by fax 610-321-9875. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.widmannsiff.com.