Sungarden Fund Management (Weston)


Sungarden Fund Management is an investment adviser to an investment company based in Weston. It manages $37 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2016.

Sungarden Fund Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sungarden Fund Management: assets under management

The assets under management (AUM) of Sungarden Fund Management is $37 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 35% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $37 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sungarden Fund Management for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sungarden Fund Management serves?

The only and largest group of clients of Sungarden Fund Management is investment companies with 1 clients and $37 million of assets under management. Among the 2 most similar advisory firms, Sungarden Fund Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $37 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Sungarden Fund Management doesn't advise any private funds.

Careers at Sungarden Fund Management

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Alan Isbitts has served as the Chief Investment Officer since 1 May 2016. Llc Sungarden Investment Management joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Sungarden Investment Management Member 1 May 2016 50% - 75% 45-3768033
Llc Esposito Financial Member 1 May 2016 50% - 75% 41-2180094
Vincent Michael Esposito Chief executive officer, chief compliance officer 1 May 2016 Other 2566788
Robert Alan Isbitts Chief investment officer 1 May 2016 Other 2312302

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Vincent Michael Esposito Member 1 Mar 2000 75% - 100% 2566788
Robert Alan Isbitts Member 1 Oct 2011 75% - 100% 2312302

Based in Weston

The principal office where Sungarden Fund Management performs its advisory services is located at 1640 Town Circle, Weston, FL 33326, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 866-800-9300. The normal business hours are 8:30-5:00 on Monday - Friday.