Alerian Capital Management LLC (Dallas)


Alerian Capital Management LLC is a large advisory firm based in Dallas. It manages $73.24 million of regulatory assets for 42 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Texas.

Alerian Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Alerian Capital Management: assets under management

The assets under management (AUM) of Alerian Capital Management LLC is $73.24 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $73.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.74 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Alerian Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Alerian Capital Management LLC

Stuart Whit Cartner joined the executive team most recently as the Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gabriel Arce Hammond Portfolio manager 1 Jul 2004 75% - 100% 4420711
John Barclay Fullerton Chief executive officer 1 Jan 2005 Other 2174658
Oshan Chaloe James Chief compliance officer 1 Sep 2005 Other 4558423
Robert Steven Kad Managing member 1 Sep 2005 Other 4420752
Daniel Arce Hammond Chief compliance officer 1 Dec 2005 Other 5081612
Richard F. Levy Chief financial officer 1 Apr 2006 Other 5125630
Kenny T Feng Portfolio manager 1 Dec 2006 Other 4822510
Stuart Whit Cartner Partner 1 Apr 2007 Other 1854352

Based in Dallas

The principal office where Alerian Capital Management LLC performs its advisory services is located at 2100 Mckinney Avenue, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-740-6040 or by fax 214-740-6041. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.alerian.com.