Goodwin Capital Advisers, Inc. is a large advisory firm based in Hartford. It manages $892.67 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Connecticut.
Goodwin Capital Advisers provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Goodwin Capital Advisers, Inc. is $892.67 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -61% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Goodwin Capital Advisers, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, pooled investment vehicles, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Michael Edward Haylon is pension and profit sharing plans with 6 clients and $435.91 million of assets under management. Among the 6 most similar advisory firms, Goodwin Capital Advisers has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $892.67 million for 11 clients. None of the firm’s clients are foreign persons or businesses.
Goodwin Capital Advisers doesn't advise any private funds.
The company employs 9 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Michael Edward Haylon has been acting as President since 1 Mar 2003. Inc. Conning U.S. Holdings joined the executive team most recently as the Shareholder.
The principal office where Goodwin Capital Advisers, Inc. performs its advisory services is located at One Financial Plaza, Hartford, CT 06103 2608, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 860-299-2000 or by fax 860-299-2479. The normal business hours are 8:00am - 4:45pm on Monday - Friday. You can find more information about the New York firm at goodwincap.com.