Duncan Investment Advisors, Inc. is a large advisory firm based in Carlsbad. It manages $236.69 million of regulatory assets for 721 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Arizona, California, Louisiana, and 3 other states.
Duncan Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Duncan Investment Advisors, Inc. is $236.69 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 730% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Duncan Investment Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The principal office where Duncan Investment Advisors, Inc. performs its advisory services is located at 5973 Avenida Encinas, Carlsbad, CA 92008, which is also the mailing address of the firm. An additional office of the firm is in San Diego, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 760-476-1560 or by fax 760-476-1561. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at duncanfinancial.com.