Dion Money Management LLC is a large advisory firm based in Williamstown. It manages $1 billion of regulatory assets for 4,768 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Dion Money Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Dion Money Management LLC is $1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Dion Money Management LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Donald Rosaire Dion has been acting as President since 1 Sep 2007. Derek Benjamin Leo joined the executive team most recently as the Senior Vice President, General Counsel And Chief Compliance Officer.
The principal office where Dion Money Management LLC performs its advisory services is located at 25 Main Street, Williamstown, MA 01267 The mailing address of the firm is P.O. Box 387, Williamstown, MA 01267 9933. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 877-850-7942 or by fax 413-458-5738. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.dionmm.com.