Ladas & Hulings, Inc. (Scottsdale)


Ladas & Hulings, Inc. is a large advisory firm based in Scottsdale. It manages $26 million of regulatory assets for 42 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, and 4 other states.

Ladas & Hulings provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ladas & Hulings: assets under management

The assets under management (AUM) of Ladas & Hulings, Inc. is $26 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $619.05 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ladas & Hulings, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ladas & Hulings, Inc.

William Hulings has been acting as President since 1 Jul 1986. Joann M Hulings joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Hulings President 1 Jul 1986 50% - 75% 2266793
David Allen Hulings Portfolio manager 1 Jul 1986 Other 1521044
Jeffrey Scott Hulings Share holder 1 Jul 1986 Other 4395134
Joann M Hulings Secretary 1 Apr 1990 Other 4395123

Based in Scottsdale

The principal office where Ladas & Hulings, Inc. performs its advisory services is located at 8655 E. Via De Ventura, Scottsdale, AZ 85258, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-948-1389 or by fax 480-991-9502. The normal business hours are 8:00am to 4:00pm on Monday - Friday.