Capeview Capital LLP (London)


Capeview Capital LLP is a large advisory firm based in London. It manages $1.41 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2013.

Capeview Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capeview Capital: assets under management

The assets under management (AUM) of Capeview Capital LLP is $1.41 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 16% since the beginning of its operation, and $716.14 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.41 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $201.43 million each.

Investments

The firm invests in cash and cash equivalents the most. They account for 77% of the total AUM. The second-largest asset type is government bonds, which make up 22% of the firm’s portfolio. Investments in derivatives form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capeview Capital LLP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Capeview Capital serves?

The only and largest group of clients of Capeview Capital is pooled investment vehicles with 3 clients and $1.13 billion of assets under management. Among the 11 most similar advisory firms, Capeview Capital has the 5th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.13 billion for 3 clients. 100% of the firm’s clients are foreign persons or businesses.

Capeview Capital also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Capeview Capital LLP

The company employs 19 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Amg Cvc Holdings Llc joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Nicopolis Limited Partner 1 Nov 2011 75% - 100% 0000000
Theophanis Phanos Partner, chief executive officer 1 Nov 2011 Other 2272939
Richard David Walter Haas Partner, chief operating officer, chief compliance officer 1 Nov 2011 Other 4379541
Ltd Goldman Sachs Petershill Non Us Holdings (Cape) Ii Partner 1 Mar 2012 Other 0000000
Ltd) Cvc Holdings Ltd (Previously Goldman Sachs Petershill Non Us Holdings (Cape) Ii Partner 1 Mar 2012 Other 98-1030982
Richard David Walter Haas Chief executive officer 1 Apr 2017 Other 4379541

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Georgia Phanou Christodoulou Shareholder and trustee 1 Dec 2008 75% - 100% 6036479
Epirus Trust Shareholder 1 Jan 2009 75% - 100% 000000
Stelios Christodoulou Shareholder and trustee 1 Jan 2009 75% - 100% 6036481
L.P. Goldman Sachs Petershill Non Us Master Fund Holdings Shareholder 1 Mar 2012 75% - 100% 00000000
L.P. Goldman Sachs Petershill Fund Offshore Partner 1 Mar 2012 75% - 100% 0000000
Inc Goldman Sachs Petershill Fund Offshore Advisors General partner 1 Mar 2012 Other 00000000
Hsbc Guyzeller Trust Company Sa Trustee and shareholder (consecutively) 1 Jul 2013 75% - 100% foreign
Jersey Branch Hsbc International Trustee Limited Trustee and shareholder (consecutively) 1 Mar 2015 75% - 100% foreign
Inc Affiliated Managers Group Managing member 1 Jun 2016 75% - 100% 04-3218510
Amg Cvc Holdings Llc Shareholder 1 Jul 2016 75% - 100% 81-3209901

Based in London

The principal office where Capeview Capital LLP performs its advisory services is located at Two London Bridge, London, Se1 9 Ra, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44 207 563 9400 or by fax 44 207 206 9391. The normal business hours are 8am - 5:30pm (uk time) on Monday - Friday. You can find more information about the New York firm at capeviewcapital.com.