Liongate Capital Management LLP (London)


Liongate Capital Management LLP is a large advisory firm based in London. It manages $444.33 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2006.

Liongate Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Liongate Capital Management: assets under management

The assets under management (AUM) of Liongate Capital Management LLP is $444.33 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Liongate Capital Management LLP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Liongate Capital Management LLP

Ellen W Shumway has been acting as President since 1 May 2013. Candice Thorpe joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jeff Holland General partner/managing director 1 Sep 2003 Other 5075429
Randall Wayne Dillard General partner/ceo 1 Sep 2003 Other 1758566
Liongate Capital Management (Uk) Limited General partner (corporate) 1 Sep 2003 Other uk entity
Dillard & Holland Capital (Uk) Limited Partner 1 Sep 2003 Other foreign entity
Randall Hobbs Cfo 1 Feb 2005 Other 5075441
Benjamin Joseph Funk General partner 1 Aug 2009 Other 3155080
Principal Global Financial Services (Europe) Limited General partner (corporate) 1 May 2013 50% - 75% uk entity
Ellen W Shumway Director 1 May 2013 Other 5590172
James Patrick Mccaughan Director 1 May 2013 Other 3074797
Nora Mary Everett Director 1 May 2013 Other 5511200
Candice Thorpe Chief compliance officer 1 Oct 2014 Other 6427678
Timothy Emil Stumpff Chief operating officer, chief financial officer 1 Oct 2014 Other 5701042

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc Principal Financial Group Shareholder 1 Apr 2001 75% - 100% 42-1520346
Liongate Capital Management (Cayman) Limited Shareholder 1 Sep 2003 75% - 100% foreign entity
Mary Ruth (Cayman) Trust Shareholder 1 Sep 2003 75% - 100% foreign entity
Randall Dillard (Discretionary Trust) Shareholder 1 Sep 2003 50% - 75% foreign entity
Jeff Holland (Discretionary Trust) Shareholder 1 Sep 2003 25% - 50% foreign entity
Principal Financial Services I (Uk) Llp Shareholder 1 Jul 2012 75% - 100% domestic entity
Principal Financial Services I (Us) Llc Partner 1 Jul 2012 Other 46-0705862
Inc Principal Financial Services Member 1 Jul 2012 75% - 100% 42-1520348
Principal Financial Services Ii (Uk) Ltd Shareholder 1 Sep 2012 75% - 100% domestic entity
Liongate Limited Shareholder 1 Feb 2013 75% - 100% foregin entity
Principal Financial Services Vi (Uk) Ltd Shareholder 1 Mar 2013 75% - 100% domestic entity
Principal Financial Services Iii (Uk) Ltd Shareholder 1 Mar 2013 75% - 100% domestic entity
Principal Global Financial Services (Europe) Ltd Shareholder 1 May 2013 50% - 75% foreign entity

Based in London

The principal office where Liongate Capital Management LLP performs its advisory services is located at 4 Th Floor, London, W1 K2 Tj, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 (0)20 7210 2633. The normal business hours are 9am-5pm gmt on Monday - Friday. You can find more information about the New York firm at liongatecapital.com/.